Charges And Commissions
Charging Scheme
The Company has updated the commissions and service charges, effective from 30 June 2025.
Trading Commission
(Applicable to Hong Kong & Stock Connect Shares)
| Investment Channel | Commission |
|---|---|
| Orders placed via Internet and Mobile App (Note 1) | Negotiable |
| Orders placed via Phone (Note 1) | Negotiable |
Orders placed via Internet and Mobile App (Note 1)
Negotiable
Orders placed via Phone (Note 1)
Negotiable
Grey Market Trading Commission
| Investment Channel | Commission |
|---|---|
| Orders placed via Internet and Phone (Note 1) | Negotiable |
Orders placed via Internet and Phone (Note 1)
Negotiable
Transaction Fees (Hong Kong Shares)
| Items | Charged by | Description of Fees |
|---|---|---|
| Stamp Duty | HK Government | 0.1% on order consideration (Round up to the nearest dollar) |
| Trading Fee | HKEX | 0.00565% per side of the consideration of a transaction |
| Transaction Levy | SFC | 0.0027% per side of the consideration of a transaction |
| Settlement Fee | HKEX and Aristo | 0.0042% on consideration |
| AFRC Transaction Levy | AFRC | 0.00015% per side of the consideration of a transaction |
Stamp Duty
HK Government
0.1% on order consideration (Round up to the nearest dollar)
Trading Fee
HKEX
0.00565% per side of the consideration of a transaction
Transaction Levy
SFC
0.0027% per side of the consideration of a transaction
Settlement Fee
HKEX and Aristo
0.0042% on consideration
AFRC Transaction Levy
AFRC
0.00015% per side of the consideration of a transaction
Transaction Fees (Stock Connect Shares)
| Items | Charged by | Description of Fees |
|---|---|---|
| Handling Fee | SSE / SZSE | 0.00341% on the consideration of a transaction per side (Round up to the nearest RMB 0.01) |
| Securities Management Fee | CSRC | 0.002% on the consideration of a transaction per side (Round up to the nearest RMB 0.01) |
| Transfer Fee | ChinaClear Shanghai / ChinaClear Shenzhen | 0.001% on the consideration of a transaction per side (Round up to the nearest RMB 0.01) |
| HKSCC | 0.002% on the consideration of a transaction per side (Round up to the nearest RMB 0.01) | |
| Stamp Duty | SAT | 0.05% on the selling consideration of a transaction |
| Portfolio Fee | Aristo | Daily stock portfolio value x 0.02% / 365 days (Accrued daily and collected on a monthly basis in HKD) |
Handling Fee
SSE / SZSE
0.00341% on the consideration of a transaction per side (Round up to the nearest RMB 0.01)
Securities Management Fee
CSRC
0.002% on the consideration of a transaction per side (Round up to the nearest RMB 0.01)
Transfer Fee
ChinaClear Shanghai / ChinaClear Shenzhen
0.001% on the consideration of a transaction per side (Round up to the nearest RMB 0.01)
HKSCC
0.002% on the consideration of a transaction per side (Round up to the nearest RMB 0.01)
Stamp Duty
SAT
0.05% on the selling consideration of a transaction
Portfolio Fee
Aristo
Daily stock portfolio value x 0.02% / 365 days (Accrued daily and collected on a monthly basis in HKD)
Shares Deposit & Withdrawal Fees
| Items | Charged by | Description of Fees |
|---|---|---|
| Physical Scrip Deposit | HK Government | HKD 5 stamp duty per transfer deed |
| Physical Scrip Withdrawal | Aristo | HKD 5 per transfer deed (Minimum: HKD 30, Maximum: HKD 100) |
| Aristo | HKD 1.5 per board lot (Round up to the nearest board lot) | |
| HKEX | HKD 3.5 per board lot (Round up to the nearest board lot) | |
| S.I. Securities Deposit | Aristo | Free |
| S.I. Securities Withdrawal | HKEX and Aristo | HKD 5 per board lot (Minimum: HKD 30, Maximum: HKD 10,000) |
| HKEX | Input fee HKD 1 per instruction | |
| I.S.I. Securities Deposit | Aristo | Free |
| I.S.I. Securities Withdrawal | Aristo | HKD 5 per board lot (Minimum: HKD 30, Maximum: HKD 500) |
| HKEX | Input fee HKD 1 per instruction | |
| DTDC Transfer of Shares | Aristo | HKD 50 per transfer instruction |
| HKEX | HKD 5 per transfer instruction | |
| Withdrawal of Delisted Securities | Aristo | HKD200 per each Delisted Securities |
Physical Scrip Deposit
HK Government
HKD 5 stamp duty per transfer deed
Physical Scrip Withdrawal
Aristo
HKD 5 per transfer deed (Minimum: HKD 30, Maximum: HKD 100)
Aristo
HKD 1.5 per board lot (Round up to the nearest board lot)
HKEX
HKD 3.5 per board lot (Round up to the nearest board lot)
S.I. Securities Deposit
Aristo
Free
S.I. Securities Withdrawal
HKEX and Aristo
HKD 5 per board lot (Minimum: HKD 30, Maximum: HKD 10,000)
HKEX
Input fee HKD 1 per instruction
I.S.I. Securities Deposit
Aristo
Free
I.S.I. Securities Withdrawal
Aristo
HKD 5 per board lot (Minimum: HKD 30, Maximum: HKD 500)
HKEX
Input fee HKD 1 per instruction
DTDC Transfer of Shares
Aristo
HKD 50 per transfer instruction
HKEX
HKD 5 per transfer instruction
Withdrawal of Delisted Securities
Aristo
HKD200 per each Delisted Securities
Fund Deposit & Withdrawal Fees
| Items | Description of Fees |
|---|---|
| Fund Deposit | Free |
| Fund Withdrawal | Free |
| Bank Remittance | HKD 100 plus bank charge |
| Returned Cheque | HKD 100 per cheque plus bank charge |
| Stop Cheque | HKD 100 per cheque plus bank charge |
Fund Deposit
Free
Fund Withdrawal
Free
Bank Remittance
HKD 100 plus bank charge
Returned Cheque
HKD 100 per cheque plus bank charge
Stop Cheque
HKD 100 per cheque plus bank charge
IPO Application Fee
| Items | Description of Fees |
|---|---|
| Placing Subscription (Note 1) | $300 |
| eIPO Subscription (Note 1) | $0 |
| IPO Financing Handling Fee (Note 1) | $88 |
Placing Subscription (Note 1)
$300
eIPO Subscription (Note 1)
$0
IPO Financing Handling Fee (Note 1)
$88
Securities / Contract Expiration Fees
| Items | Charged by | Description of Fees |
|---|---|---|
| CBBC Mandatory Call / Expiry | Aristo | No cash value: Free With cash value: HKD 5 per transaction |
| HKEX | No cash value: Free With cash value: HKD 0.8 per board lot |
CBBC Mandatory Call / Expiry
Aristo
No cash value: Free With cash value: HKD 5 per transaction
HKEX
No cash value: Free With cash value: HKD 0.8 per board lot
Exercise Fees for Warrants
| Items | Charged by | Description of Fees |
|---|---|---|
| Exercise of in-the-money Derivative Warrant | Aristo | HKD 5 per transaction |
| HKEX | HKD 0.8 per board lot | |
| Exercise of Equity Warrant | Aristo | HKD 1 per board lot (Minimum: HKD 5, Maximum: HKD 100) |
| HKEX | HKD 0.8 per board lot (Maximum: HKD 10,000) |
Exercise of in-the-money Derivative Warrant
Aristo
HKD 5 per transaction
HKEX
HKD 0.8 per board lot
Exercise of Equity Warrant
Aristo
HKD 1 per board lot (Minimum: HKD 5, Maximum: HKD 100)
HKEX
HKD 0.8 per board lot (Maximum: HKD 10,000)
Distribution Fees
| Items | Charged by | Description of Fees |
|---|---|---|
| Scrip Fee | HKEX | HKD 1.5 per board lot (Round up to the nearest board lot) |
| Collection of Dividend or Cash Distribution on behalf (Note 1) | Aristo | 0.5% of cash amount of dividend (Minimum: $20, Maximum: $200) |
| HKEX | 0.12% of total dividend amount | |
| Collection of Scrip Dividend (including Bonus Share, Warrant and Rights Issue) on behalf | Aristo | HKD 5 per board lot (Minimum: HKD 20, Maximum: HKD 100) |
| Unclaimed Dividend or Other Entitlements | Aristo | HKD 230 per transaction |
| HKEX | HKD 200 per transaction |
Scrip Fee
HKEX
HKD 1.5 per board lot (Round up to the nearest board lot)
Collection of Dividend or Cash Distribution on behalf (Note 1)
Aristo
0.5% of cash amount of dividend (Minimum: $20, Maximum: $200)
HKEX
0.12% of total dividend amount
Collection of Scrip Dividend (including Bonus Share, Warrant and Rights Issue) on behalf
Aristo
HKD 5 per board lot (Minimum: HKD 20, Maximum: HKD 100)
Unclaimed Dividend or Other Entitlements
Aristo
HKD 230 per transaction
HKEX
HKD 200 per transaction
Corporate Action Fees
| Items | Charged by | Description of Fees |
|---|---|---|
| Preferential Subscription including Rights Subscription and Preferential Offer ('PO') | Aristo | HKD 1 per board lot (Minimum: HKD 5, Maximum: HKD 100) |
| HKEX | HKD 0.8 per board lot (Maximum: HKD 10,000) | |
| Customers who apply for the PO should pay the related commission, transaction levy and settlement fee. | ||
| Share Consolidation / Subdivision | Aristo | HKD 5 per board lot (Minimum: HKD 20, Maximum: HKD 100) |
| Acquisition / Privatization | Aristo | HKD 5 per board lot (Minimum: HKD 20, Maximum: HKD 100) |
| HK Government | Stamp Duty 0.1% on stock value (Round up to the nearest dollar) | |
| HKEX | HKD 0.8 per board lot (Maximum: HKD 10,000) | |
| Reverse Consolidation / Subdivision | Aristo | HKD 30 per transaction |
| Proxy Voting and apply for attending general meeting | Aristo | HKD 100 per stock per time |
Preferential Subscription including Rights Subscription and Preferential Offer ('PO')
Aristo
HKD 1 per board lot (Minimum: HKD 5, Maximum: HKD 100)
HKEX
HKD 0.8 per board lot (Maximum: HKD 10,000)
Customers who apply for the PO should pay the related commission, transaction levy and settlement fee.
Share Consolidation / Subdivision
Aristo
HKD 5 per board lot (Minimum: HKD 20, Maximum: HKD 100)
Acquisition / Privatization
Aristo
HKD 5 per board lot (Minimum: HKD 20, Maximum: HKD 100)
HK Government
Stamp Duty 0.1% on stock value (Round up to the nearest dollar)
HKEX
HKD 0.8 per board lot (Maximum: HKD 10,000)
Reverse Consolidation / Subdivision
Aristo
HKD 30 per transaction
Proxy Voting and apply for attending general meeting
Aristo
HKD 100 per stock per time
Statement Service Fee
| Items | Description of Fees |
|---|---|
| e-Statement | Free |
| Paper Statement | HKD 50 per statement plus postage fee |
| Re-issue of Statement | Within 3 month: Free, Beyond 3 month: HKD 50 per statement plus postage fee |
e-Statement
Free
Paper Statement
HKD 50 per statement plus postage fee
Re-issue of Statement
Within 3 month: Free, Beyond 3 month: HKD 50 per statement plus postage fee
Quotation Charges
| Items | Charged by | Description of Fees |
|---|---|---|
| A. Real-time Basic Quote | Aristo | Free |
| B. Market Depth Snap Shot (Note 2) (Can browse broker list and depth of price) | Aristo | HKD 18 per 100 times |
| Aristo | HKD 28 per 200 times | |
| Aristo | HKD 68 per 500 times | |
| C. Streaming (Note 3) | Aristo | HKD 388 per month |
A. Real-time Basic Quote
Aristo
Free
B. Market Depth Snap Shot (Note 2) (Can browse broker list and depth of price)
Aristo
HKD 18 per 100 times
Aristo
HKD 28 per 200 times
Aristo
HKD 68 per 500 times
C. Streaming (Note 3)
Aristo
HKD 388 per month
Other Charges
| Items | Charged by | Description of Fees |
|---|---|---|
| Short Selling (Compulsory buy back) | Aristo | 0.5% on securities value on settlement day (Maximum: HKD 100,000) |
| HKEX | 0.5% on securities value on settlement day (Maximum: HKD 100,000) | |
| Audit Confirmation | Aristo | HKD 300 per time |
| Cash Account Overdue Interest (Note 4) | Aristo | Prime rate +7% per annum |
| Administrative fee for dormant accounts | Aristo | HKD 300 Per Year |
| TSF Settlement Fee (Note 1) | Aristo | 0.15% on consideration plus HKD 2 per transaction |
| Inter-counter Transfer Fee | HKEX | HKD 5 per transaction |
Short Selling (Compulsory buy back)
Aristo
0.5% on securities value on settlement day (Maximum: HKD 100,000)
HKEX
0.5% on securities value on settlement day (Maximum: HKD 100,000)
Audit Confirmation
Aristo
HKD 300 per time
Cash Account Overdue Interest (Note 4)
Aristo
Prime rate +7% per annum
Administrative fee for dormant accounts
Aristo
HKD 300 Per Year
TSF Settlement Fee (Note 1)
Aristo
0.15% on consideration plus HKD 2 per transaction
Inter-counter Transfer Fee
HKEX
HKD 5 per transaction
Administrative fee for dormant accounts
| Items | Charged by | Description of Fees |
|---|---|---|
| Administrative fee for dormant accounts | Aristo | HKD 300 Per Year |
Administrative fee for dormant accounts
Aristo
HKD 300 Per Year
Remarks and Notes
- REMARKS: The above commissions and service charges are for reference only. Aristo reserves the rights to adjust without prior notice.
- Note 1. Fees are charged on the basis of settlement currency.
- Note 2. Market depth snap shot quotation has no time limit, while quote lasts.
- Note 3. Monthly fee is calculated from the first day of each month and the last day of each month. Less than one month is counted as one month.
- Note 4. Calculated with reference to Prime Rate quoted by HSBC, subjected to fluctuation. Aristo might adjust the overdue interest accordingly from time to time.